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Stock Administration Overview

Welcome to the Upstart Stock Administration Page!

If you are interested in learning more about your Stock Options, Restricted Stock Units (RSUs) or ESPP this page is intended to provide you with information to help you gain a better understanding of your Upstart Equity.

The Stock Administration and People Ops teams are here to support you and answer any questions that you may have around the equity that you were awarded. Please explore the links below for additional information.

Trading Window Updates

Trading Window Current Status	Open Trading Window
Closed	August 7, 2025 - August 29, 2025

*These dates are tentative as they are based on the date of Upstart’s quarterly earnings release. The first trading day of the open trading window will always begin at market open of the second trading day following the date of earnings release.

As a reminder, the trading window status determines what type of market transaction is permitted. Please keep this in mind for your personal financial planning.

Trading Window Status	Exercise and Hold (Cash Exercise)	Exercise and Sell (Cashless)	Sell-to-Cover (Cashless)	Selling RSU shares and ESPP shares
Open	✓	✓	✓	✓
Closed	✓